Regulatory and CompliancePresentation
I need four to five slides on Securities and Exchange Commission (SEC)
Discuss, in detail, the following in your presentation:
- Agency background
- Authority
- Issues that each individual agency investigates
- The effect this agency has on corporate culture
- Why it is important to be aware of these agencies
Answer preview
vThe SEC has a major positive impact on corporate culture in the United States.
vIt has established and maintained corporate governance ideals.
vIt does this via the enforcement of of the Sarbanes-Oxley Act of 2002.
vBeing aware of its existence coupled with understanding the role it plays is vital.
Slide 5 of 6
