I need four to five slides on Securities and Exchange Commission (SEC)
Discuss, in detail, the following in your presentation:
- Agency background
- Authority
- Issues that each individual agency investigates
- The effect this agency has on corporate culture
- Why it is important to be aware of these agencies
Answer preview
vThe SEC is comprised of 4 divisions and 24 offices.
vThe first division is the corporate finance one.
vThe enforcement division focuses on enforcing SEC rules and regulations.
vThe investment management division is tasked with regulating investment organizations.
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